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  2. Series 7 exam - Wikipedia

    en.wikipedia.org/wiki/Series_7_Exam

    The Series 7 exam is a test for entry-level registered representatives in the US financial industry, covering various securities products and activities. It is administered by FINRA and requires sponsorship by a member firm, passing the SIE exam, and scoring at least 72% on 125 questions.

  3. CFP vs. Series 7: How to Tell When You Need Each - AOL

    www.aol.com/finance/cfp-vs-series-7-tell...

    The CFP and Series 7 are two designations you might see in the finance industry that are held by financial advisors. However, the CFP and Series 7 are used for different purposes. A series 7 ...

  4. List of securities examinations - Wikipedia

    en.wikipedia.org/.../List_of_securities_examinations

    Series 38 – Canada Securities Representative Exam - No Options; Series 42 – Registered Options Representative Exam; Series 44 – NYSE Arca Options Market Maker Exam; Series 47 – Japanese Module of the General Securities Exam; Series 50 – Municipal Advisor Representative Exam; Series 52 – Municipal Securities Representative Exam ...

  5. Series 7 Exam: Qualifications and Preparation - AOL

    www.aol.com/news/series-7-exam-qualifications...

    Passing the Series 7 exam registers you to sell and trade most securities as a financial services professional. The exam covers several topics including investment products and their potential ...

  6. Registered representative (securities) - Wikipedia

    en.wikipedia.org/wiki/Registered_representative...

    Learn what a registered representative is, how to become one, and what securities they can sell in the United States. Find out the exams, licenses, and regulations involved in this profession.

  7. What Is the Series 7 License? - AOL

    www.aol.com/news/series-7-license-191945596.html

    The Series 7 license allows professionals to sell securities in the U.S. To obtain it, they must pass a rigorous exam covering various financial topics. Financial Industry Regulatory Authority ...

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