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The Series 7 exam is a test for entry-level registered representatives in the US financial industry, covering various securities products and activities. It is administered by FINRA and requires sponsorship by a member firm, passing the SIE exam, and scoring at least 72% on 125 questions.
The CFP and Series 7 are two designations you might see in the finance industry that are held by financial advisors. However, the CFP and Series 7 are used for different purposes. A series 7 ...
Series 38 – Canada Securities Representative Exam - No Options; Series 42 – Registered Options Representative Exam; Series 44 – NYSE Arca Options Market Maker Exam; Series 47 – Japanese Module of the General Securities Exam; Series 50 – Municipal Advisor Representative Exam; Series 52 – Municipal Securities Representative Exam ...
Passing the Series 7 exam registers you to sell and trade most securities as a financial services professional. The exam covers several topics including investment products and their potential ...
Learn what a registered representative is, how to become one, and what securities they can sell in the United States. Find out the exams, licenses, and regulations involved in this profession.
The Series 7 license allows professionals to sell securities in the U.S. To obtain it, they must pass a rigorous exam covering various financial topics. Financial Industry Regulatory Authority ...
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