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Two former presidents of the NAPFA, Mark Spangler (serving in 1998) and James Putman (serving in 1996 and 1997) were charged by the SEC with fraudulent behavior: Putman in 2009, for accepting kickbacks related to unregistered investment pools, and Spangler in 2011, for secretly investing client money in companies that he or his firm owned.
Doug Putman. Retailer in Canada, the United States, the United Kingdom, Ireland and Belgium. Douglas Robert Putman (born 25 March 1984) is a billionaire Canadian businessman, predominately trading in the retail sector across North America and Europe. Through his firm, Putman Investments, he owns numerous retail chains involving music ...
Private. [1] Cetera Financial Group (commonly referred to as Cetera) is an independent wealth hub and financial services provider comprising, among other companies, one of the largest families of independent registered investment advisers and broker-dealers in the United States. As such, Cetera provides financial advisors, tax professionals ...
Rating. Fitch: AA (2020) Moody's: Aa3 (2020) S&P: AA (2020) AM Best: A+ (2020) Website. empower .com. Empower Annuity Insurance Company of America is a retirement plan recordkeeping financial holding company based in Greenwood Village, Colorado, United States. [7] It is the second-largest retirement plan provider in the United States.
The Andrée Putman Studio (1997–present) In 1997, Andrée Putman created her eponymous Studio, specialising in interior design, product design and scenography. [2] When she imagined objects, she refused the excess of striving to re-design pieces which were perfectly designed by others in the past.