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  2. Regional stock exchanges of the United States - Wikipedia

    en.wikipedia.org/wiki/Regional_stock_exchanges...

    A regional stock exchange is a term used in the United States to describe stock exchanges that operate outside of the country's main financial center in New York City. A regional stock exchange operates in the trading of listed and over-the-counter (OTC) equities under the SEC 's Unlisted Trading Privileges (UTP) rule.

  3. List of stock exchanges in the Americas - Wikipedia

    en.wikipedia.org/wiki/List_of_stock_exchanges_in...

    NYSE Chicago. NYSE American (formerly NYSE MKT, NYSE Amex, NYSE Alternet US, and the American Stock Exchange) New York City. 1908. NYSE American. NYSE National (formerly National Stock Exchange; Cincinnati Stock Exchange) Jersey City.

  4. List of former stock exchanges in the Americas - Wikipedia

    en.wikipedia.org/wiki/List_of_former_stock...

    The National Stock Exchange ceased trading operations on May 30, 2014, bringing the number of active stock exchanges in the United States to 11. Wrote Bloomberg, that left "just one public exchange, Chicago Stock Exchange Inc., that isn't owned Bats, Nasdaq OMX Group or IntercontinentalExchange Group Inc."

  5. Do You Understand the Differences Between the Stock Exchanges?

    www.aol.com/understand-differences-between-stock...

    There used to be a nationwide network of bustling regional stock exchanges that operated in America’s financial hubs, including Philadelphia, Boston, Baltimore, Chicago, Cleveland, St. Louis ...

  6. List of major stock exchanges - Wikipedia

    en.wikipedia.org/wiki/List_of_major_stock_exchanges

    List of major stock exchanges. This is a list of major stock exchanges. Those futures exchanges that also offer trading in securities besides trading in futures contracts may be listed both here and in the list of futures exchanges . There are twenty one stock exchanges in the world that have a market capitalization of over US$1 trillion each.

  7. Securities market participants (United States) - Wikipedia

    en.wikipedia.org/wiki/Securities_market...

    Electronic ticker monitor display, showing the bid and offer status of securities. Securities market participants in the United States include corporations and governments issuing securities, persons and corporations buying and selling a security, the broker-dealers and exchanges which facilitate such trading, banks which safe keep assets, and ...

  8. National Market System - Wikipedia

    en.wikipedia.org/wiki/National_Market_System

    National Market System. The National Market System (NMS) is a regulatory mechanism that governs the operations of securities trading in the United States. [1] Its primary focus is ensuring transparency and full disclosure regarding stock price quotations and trade executions. [1] It was initiated in 1975, when, in the Securities Acts Amendments ...

  9. U.S. Securities and Exchange Commission - Wikipedia

    en.wikipedia.org/wiki/U.S._Securities_and...

    v. t. e. The U.S. Securities and Exchange Commission ( SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street Crash of 1929. [2] [3] [4] The primary purpose of the SEC is to enforce the law against market manipulation. [5] [6] : 2. In addition to the Securities Exchange Act of 1934 ...

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