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LPL Financial Holdings Inc. (commonly referred to as LPL Financial) was founded in 1989 [2] and is considered the largest independent broker-dealer in the United States. As of 2021 the company had more than 17,500 financial advisors, [3] over US$1 trillion in advisory and brokerage assets, [4] and generated approximately $5.9 billion in annual revenue for the 2020 fiscal year.
The main companies associated with the Principal Group were First Investors Corporation, Associated Investors of Canada and Principal Savings and Trust Corporation. The associated corporations within the Principal Group grew to more than $1 billion of assets. [4] The corporations were closed by regulators in 1987 and subsequently liquidated. [5]
B. Riley Financial, Inc. (referred to as B. Riley) is an American financial services company headquartered in Los Angeles, California. The company is known for its investment banking services regarding small cap companies as well as retail liquidation services. [2] [3] It has also acquired several organizations and companies in recent years.
On 2 September, the CBI arrested Ghosh along with his security aide Afsar Ali and vendors Biplav Singha and Suman Hazar over financial irregularities and fraud during his tenure as the principal. [ 38 ] [ 39 ] He, along with the other arrested people, were remanded to eight-day CBI custody by a special court.
Russell R. Wasendorf Sr. (born 1948) is the former chairman and chief executive officer of Peregrine Financial Group, also known as PFGBEST, a futures commission merchant (commonly known as a commodity broker) that filed for bankruptcy protection in Chicago in July 2012.
[12] [13] Wood made two additional rehab starts at Principal Park on June 14, 2005 [14] and one start on May 12, 2006. [15] On August 5, 2004, Sec Taylor Stadium was renamed Principal Park after the Principal Financial Group purchased the naming rights to the facility. The playing field is still known as Sec Taylor Field. [16]
Promontory Financial Group, a wholly owned subsidiary of IBM (through their Consulting arm), is a global consulting firm that advises clients on a variety of financial services matters, including regulatory issues, compliance, risk management, liquidity, restructuring, acquisitions, due diligence, internal investigations and cyber security.
Magellan Financial Group is an Australian investment manager focusing on global equities and global listed infrastructure. MFG funds are available to retail and institutional clients in both Australian Securities Exchange-listed and unlisted forms. As of 31 December 2020, institutional clients held A$73.9 billion of assets under management ...
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