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  2. Merrill Lynch & Co. - Wikipedia

    en.wikipedia.org/wiki/Merrill_Lynch_&_Co.

    Merrill Lynch & Co., formally Merrill Lynch, Pierce, Fenner & Smith Incorporated, was a publicly-traded American investment bank that existed independently from 1914 until January 2009 before being acquired by Bank of America and rolled into BofA Securities . The firm engaged in prime brokerage and broker-dealer activities and was headquartered ...

  3. Martin Act - Wikipedia

    en.wikipedia.org/wiki/Martin_Act

    Martin Act. The Martin Act (New York General Business Law article 23-A, sections 352–353) [1] is a New York anti-fraud law, widely considered to be the most severe blue sky law in the country. [2] Passed in 1921, it grants the Attorney General of New York expansive law enforcement powers to conduct investigations of securities fraud and bring ...

  4. Credit rating agencies and the subprime crisis - Wikipedia

    en.wikipedia.org/wiki/Credit_rating_agencies_and...

    Rating agencies lowered the credit ratings on $1.9 trillion in mortgage backed securities from the third fiscal quarter (1 July—30 September) of 2007 to the second quarter (1 April–30 June) of 2008. One institution, Merrill Lynch, sold more than $30 billion of collateralized debt obligations for 22 cents on the dollar in late July 2008.

  5. Guarantee Security Life Insurance Company - Wikipedia

    en.wikipedia.org/wiki/Guarantee_Security_Life...

    Confirmation Memo of Merrill Lynch Capital Markets to Guaranty (sic) Insurance Co, regarding purchase of $5 million in U.S. Government Treasury Notes. Heekin, Michael, Deputy Receiver for GSLIC, Testimony before the Permanent Subcommittee on Investigations Hearings on Efforts to Combat Fraud and Abuse in the Insurance Industry, Part V, April 29 ...

  6. Legal Briefing: Bank of America Shareholder Lawsuit Moves Forward

    www.aol.com/2010/08/31/legal-briefing-bank-of...

    A daily look at legal news and the business of law: Claims That Lewis and Thain Hid Bonuses, Losses Can Proceed The Securities and Exchange Commission's original settlement with Bank of America ...

  7. Henry Blodget - Wikipedia

    en.wikipedia.org/wiki/Henry_Blodget

    Henry McKelvey Blodget (born 1966) is an American businessman, investor and journalist. He is notable for his former career as an equity research analyst who was senior Internet analyst for CIBC Oppenheimer and the head of the global Internet research team at Merrill Lynch during the dot-com era. [1] Blodget was charged with civil securities ...

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