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Website. www .merrill .com. Merrill (officially Merrill Lynch, Pierce, Fenner & Smith Incorporated ), previously branded Merrill Lynch, is an American investment management and wealth management division of Bank of America. Along with BofA Securities, the investment banking arm, both firms engage in prime brokerage and broker-dealer activities.
Sixteen people pleaded guilty for crimes committed at the company, and five others, including four former Merrill Lynch employees, were found guilty at trial. In a separate bench trial, Judge Sim Lake ruled that Lay was guilty of four counts of fraud and false statements. These counts were also vacated because of Lay's death.
Merrill Lynch & Co., formally Merrill Lynch, Pierce, Fenner & Smith Incorporated, was a publicly-traded American investment bank that existed independently from 1914 until January 2009 before being acquired by Bank of America and rolled into BofA Securities . The firm engaged in prime brokerage and broker-dealer activities and was headquartered ...
Website. lehman.com. Lehman Brothers Inc. ( / ˈliːmən / LEE-mən) was an American global financial services firm founded in 1850. [2] Before filing for bankruptcy in 2008, Lehman was the fourth-largest investment bank in the United States (behind Goldman Sachs, Morgan Stanley, and Merrill Lynch ), with about 25,000 employees worldwide.
BofA Securities, Inc., [1] previously Bank of America Merrill Lynch ( BAML ), is an American multinational investment banking division under the auspices of Bank of America. It is not to be confused with Merrill, the stock brokerage and trading platform subsidiary of Bank of America. It provides services in mergers and acquisitions, equity and ...
One settlement involving the company in 2012 stipulated it reimburse shareholders $2.43 billion for concealing crucial information during its purchase of Merrill Lynch & Co. at the height of the ...
Keith A. Schooley (born 1952) is an American author and former stockbroker at Merrill Lynch, who brought attention to fraud and corruption within the firm at the Oklahoma and Texas offices in 1992 as a whistleblower. [1] As a result, he was terminated from the firm, [2] and sued the corporation in a case that went to the Oklahoma Supreme Court ...
15 U.S.C. § 78bb (f) (1) (A) (section 101 (b) of the Securities Litigation Uniform Standards Act of 1998) Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Dabit, 547 U.S. 71 (2006), was a case decided by the Supreme Court of the United States involving the extent to which state law securities fraud class action claims were preempted by the ...