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Merrill Lynch & Co., formally Merrill Lynch, Pierce, Fenner & Smith Incorporated, was a publicly-traded American investment bank that existed independently from 1914 until January 2009 before being acquired by Bank of America and rolled into BofA Securities . The firm engaged in prime brokerage and broker-dealer activities and was headquartered ...
15 U.S.C. § 78bb (f) (1) (A) (section 101 (b) of the Securities Litigation Uniform Standards Act of 1998) Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Dabit, 547 U.S. 71 (2006), was a case decided by the Supreme Court of the United States involving the extent to which state law securities fraud class action claims were preempted by the ...
The company became the first on Wall Street to publish an annual fiscal report in 1941. Merrill Lynch, Pierce, Fenner & Smith logo in use prior to the firm's 1974 rebranding that introduced the "bull" logo. In 1941, Merrill Lynch, E. A. Pierce, and Cassatt merged with Fenner & Beane, a New Orleans-based investment bank and commodities company.
New York State Supreme Court Justice Bernard Fried ruled that John Thain, former CEO of Merrill Lynch, was permitted to disclose information about bonus payments that went out prior to the Merrill ...
Sixteen people pleaded guilty for crimes committed at the company, and five others, including four former Merrill Lynch employees, were found guilty at trial. In a separate bench trial, Judge Sim Lake ruled that Lay was guilty of four counts of fraud and false statements. These counts were also vacated because of Lay's death.
The Securities Arbitration Law Firm of Klayman & Toskes Files $800,000 Claim Against Merrill Lynch on Behalf of a Retired UPS Employee ... 19,000 shares of the company through UPS' Employee Stock ...
Bank of America Merrill Lynch Completes Information Reporting Transition Corporate Clients Also Benefit From Enhancements to Key CashPro ® Online Module NEW YORK--(BUSINESS WIRE)-- Bank of ...
Henry McKelvey Blodget (born 1966) is an American businessman, investor and journalist. He is notable for his former career as an equity research analyst who was senior Internet analyst for CIBC Oppenheimer and the head of the global Internet research team at Merrill Lynch during the dot-com era. [1] Blodget was charged with civil securities ...