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2. Worldpay, Inc. - Wikipedia

   en.wikipedia.org/wiki/Worldpay,_Inc.

   Number of employees. 8,500 (2018) Website. www .worldpay .com. Worldpay, Inc. is an American payment processing company and technology provider. In February 2024, it was separated from Fidelity National Information Services (FIS) to become an independent company once again. [2] It is majority owned by private equity firm GTCR.

3. Financial services - Wikipedia

   en.wikipedia.org/wiki/Financial_services

   Conglomerates – A financial services company, such as a universal bank, that is active in more than one sector of the financial services market e.g. life insurance, general insurance, health insurance, asset management, retail banking, wholesale banking, investment banking, etc. A key rationale for the existence of such businesses is the ...

4. Donnelley Financial Solutions - Wikipedia

   en.wikipedia.org/wiki/Donnelley_Financial_Solutions

   Donnelley Financial Solutions (DFIN) is a financial compliance company based in Chicago, Illinois, United States.The company provides software as a service (SaaS) products, software-enabled services (SeS), print, and compliance services related to US Securities and Exchange Commission regulations to companies in capital and investment markets.

5. Ultimate Guide to SEC Compliance for Financial Advisors - AOL

   www.aol.com/finance/ultimate-guide-sec...

   The post Ultimate Guide to SEC Compliance for Financial Advisors appeared first on SmartReads by SmartAsset. The Securities and Exchange Commission (SEC) oversees the enforcement of financial ...

6. Financial Industry Regulatory Authority - Wikipedia

   en.wikipedia.org/wiki/Financial_Industry...

   The Financial Industry Regulatory Authority is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to protect investors by making sure the United States securities industry operates fairly and honestly. As of October 2023, FINRA oversaw 3,394 brokerage firms, 149,887 branch offices ...

7. Sarbanes–Oxley Act - Wikipedia

   en.wikipedia.org/wiki/Sarbanes–Oxley_Act

   The Sarbanes–Oxley Act of 2002 is a United States federal law that mandates certain practices in financial record keeping and reporting for corporations.The act, Pub. L. Tooltip Public Law (United States) 107–204 (text), 116 Stat. 745, enacted July 30, 2002, also known as the "Public Company Accounting Reform and Investor Protection Act" (in the Senate) and "Corporate and Auditing ...