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Schooley, who was rated as a top broker in Enid, Oklahoma, [3] discovered systemic wrongdoing at Merrill Lynch that ranged from brokers to management to the board of directors and included: License-related exam cheat sheets; Country club list theft; Embezzlement; Falsification of records; Failure of management to deliver millions in assets; Bond rating fraud; Tour de France scheme; Client ...
In 1996 Lynch founded Autonomy, a search software company, with David Tabizel and Richard Gaunt. [9] With Lynch as chief executive officer (CEO), Autonomy became one of the UK's top 100 public companies, and a leading company in Silicon Fen. [12] [4] Lynch was described in the press as the British equivalent of the American businessman Bill Gates.
Reynolds Securities was a publicly traded brokerage firm. Founded in 1931 by Richard S. Reynolds, Jr., the firm merged with Dean Witter & Co. to form Dean Witter Reynolds Organization Inc. in 1978, which was then the biggest merger in the history of Wall Street.
In 1968, Komansky joined Merrill Lynch as a broker. He became a regional director in 1981 and an executive vice president in 1990. Komansky served as a director and chief executive officer of Merrill Lynch from December 1996 to December 2002, and as a director, president and chief operating officer of the firm from January 1995 to December 1996.
Ascensus, LLC. is an American financial services company that provides financial recordkeeping, tax-advantaged savings and retirement plan services. As of 2024, the company reports that it manages more than 14 million accounts and oversees more than $808 billion in assets under administration.
In 1941, Fenner & Beane merged with what was then known as Merrill Lynch, E.A. Pierce and Cassatt to become Merrill Lynch, Pierce, Fenner & Beane. [ 5 ] [ 6 ] In 1957, Merrill discontinued the use of the name Beane, replacing it with Smith in recognition of Winthrop H. Smith , a longtime chief of the firm.
The new company, based in the Netherlands, was renamed NXP Semiconductors. [109] TDC A/S: 2006 The Danish phone company was acquired by KKR, Apax Partners, Providence Equity Partners and Permira for €12.2 billion ($15.3 billion), which at the time made it the second largest European buyout in history. [110] [111] Dollar General: 2007
The next year, he moved to Los Angeles to work at Merrill Lynch & Co. as a private wealth adviser. [5] According to Financial Industry Regulatory Authority records, he was terminated in 2010 for "sending correspondence to a client without management approval". Between 2010 and 2016, he was the senior vice president of private banking at Morgan ...