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2. Ombudsman for Banking Services and Investments - Wikipedia

   en.wikipedia.org/wiki/Ombudsman_for_Banking...

   In 2002, as a result of discussions among government, industry and consumer groups about improving consumer protection in financial services, all members of the Investment Industry Regulatory Organization of Canada and the Mutual Fund Dealers Association of Canada joined the organization. At the same time, OBSI invited credit unions to join and ...

3. LPL Financial - Wikipedia

   en.wikipedia.org/wiki/LPL_Financial

   LPL Financial Holdings Inc. (commonly referred to as LPL Financial) was founded in 1989 and is considered the largest independent broker-dealer in the United States. As of 2021 the company had more than 17,500 financial advisors, over US$1 trillion in advisory and brokerage assets, and generated approximately $5.9 billion in annual revenue for the 2020 fiscal year.

4. Focus Financial Partners - Wikipedia

   en.wikipedia.org/wiki/Focus_Financial_Partners

   Focus Financial Partners Inc. Focus Financial Partners Inc. is an American company that invests in independent, fiduciary wealth management firms, being listed on the Nasdaq under the ticker symbol FOCS. Headquartered in New York City, it was incorporated in 2004 by Ruediger (Rudy) Adolf, Rajini Kodialam and Leonard (Lenny) Chang.

5. The Vanguard Group - Wikipedia

   en.wikipedia.org/wiki/The_Vanguard_Group

   The Vanguard Group, Inc. The Vanguard Group, Inc. (commonly known as simply Vanguard ), is an American registered investment advisor based in Malvern, Pennsylvania, with about $7.7 trillion in global assets under management, as of April 2023. [3] It is the largest provider of mutual funds and the second-largest provider of exchange-traded funds ...

6. Commonwealth Financial Network - Wikipedia

   en.wikipedia.org/wiki/Commonwealth_Financial_Network

   Commonwealth Financial Network is a privately held Registered Investment Adviser–independent broker/dealer based in Waltham, Massachusetts, and 110 Plaza in San Diego, California, and a new office to be opened in 2024 in Cincinnati, Ohio. [1] The company was founded in 1979 by Joseph S. Deitch and was incorporated under the name Commonwealth ...

7. Federated Hermes - Wikipedia

   en.wikipedia.org/wiki/Federated_Hermes

   Website. www .federatedhermes .com. Federated Hermes is an investment manager headquartered in Pittsburgh, Pennsylvania, United States. Founded in 1955 and incorporated on October 18, 1957, [1] the company manages $758 billion of customer assets, as of Dec. 31, 2023. The company offers investments spanning equity, fixed-income, alternative ...

8. Charles R. Schwab - Wikipedia

   en.wikipedia.org/wiki/Charles_R._Schwab

   His company became by far the largest discount securities dealer in the United States. He semi-retired from the company in 2008 when he stepped down as CEO, but he remains chairman and is the largest shareholder. As of April 2024, his net worth is estimated by Forbes to be $10.5 billion, making him the 205th richest man in the world.

9. Thom Weisel - Wikipedia

   en.wikipedia.org/wiki/Thom_Weisel

   The firm's performance led Investment Dealer's Digest to name Weisel Investment Banker of the Year in 1999, and Harvard Business School used Thomas Weisel Partners as a field case for six years. [10] [11] [12] Weisel also received the Lifetime Achievement Award from the National Venture Capital Association in 2006, in part due to the success of ...