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  2. DEGIRO - Wikipedia

    en.wikipedia.org/wiki/DEGIRO

    DEGIRO is a European brokerage company based in Amsterdam. It was founded in 2008 by a group of five former employees of Binck Bank to service the professional market. [1] [non-primary source needed] In 2013, DEGIRO started offering its stockbrokerage services to retail investors, which gives them online access to security exchanges.

  3. Pattern day trader - Wikipedia

    en.wikipedia.org/wiki/Pattern_day_trader

    Definition. A pattern day trader is generally defined in FINRA Rule 4210 ( Margin Requirements) as any customer who executes four or more round-trip day trades within any five successive business days. [3] FINRA Rule 4210 is substantially similar to New York Stock Exchange Rule 431. [4] If, however, the number of day trades is less than or ...

  4. ImClone stock trading case - Wikipedia

    en.wikipedia.org/wiki/ImClone_stock_trading_case

    ImClone stock trading case. A U.S. Securities and Exchange Commission and U.S. Attorney probe into trading in the shares of ImClone Systems resulted in a widely publicized criminal case, which resulted in prison terms for businesswoman and television personality Martha Stewart, ImClone CEO Samuel D. Waksal, and Stewart's broker at Merrill Lynch ...

  5. Scottrade - Wikipedia

    en.wikipedia.org/wiki/Scottrade

    Scottrade was a stockbroker and electronic trading platform that operated via mobile, on the web, and at branches. In September 2017, the stock brokerage division of the company was acquired by TD Ameritrade (later merged into Charles Schwab Corporation) and absorbed by that company; the banking division, Scottrade Bank, was acquired by Toronto ...

  6. 2003 mutual fund scandal - Wikipedia

    en.wikipedia.org/wiki/2003_mutual_fund_scandal

    On December 3, 2003, the SEC proposed new rules to stop after-hours trading in mutual funds. [9] [10] On December 18, 2003, the SEC “announced an enforcement action against Alliance Capital Management L.P. (Alliance Capital) for defrauding mutual fund investors. The SEC ordered Alliance Capital to pay $250 million.

  7. Moomoo (company) - Wikipedia

    en.wikipedia.org/wiki/Moomoo_(company)

    Moomoo Japan provides investors with access to over 7,0000 US stocks and a suite of trading tools, including Capital Flow Overview, Short Sale Analysis, and Institutional Tracker. 24-hour trading was introduced for a limited number of stocks and ETFs in 2023.

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