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In September 2011, the Financial Industry Regulatory Authority ordered Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. to pay restitution of $1.69 million to 15,500 of their clients for charging excessive commissions on more than 27,000 securities transactions. The trades were made in client accounts between 2006 and ...
Alex Brown & Sons. Alex. Brown, a Division of Raymond James. Alex. Brown & Sons was the first investment bank in the United States, founded by Alexander Brown in 1800 in Baltimore, Maryland. The firm was acquired by Bankers Trust in 1997 to form BT Alex. Brown, and then integrated into Deutsche Bank in 1999 following Deutsche's acquisition of BT.
Robert A. James (1909–1983) was an American businessman, the founder of Raymond James Financial, an S&P 500-listed financial services company. Career [ edit ] James founded Raymond James Financial in St. Petersburg, Florida in 1962, as Robert A. James Investments.
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Raymond James analyst Steven Seedhouse sees the potential in NGM’s multiple concurrent clinical trials. Yet, his positive investment thesis is largely based on NGM621. Yet, his positive ...
Raymond James Morgan Keegan. Raymond James Morgan Keegan is the interim name of the former Morgan Keegan & Co. business units acquired by Raymond James Financial on April 2, 2012. The combined firms’ subsidiaries engage primarily in investment and financial planning, investment banking, fixed income products and asset management.
Wells Fargo. Divisions. Private Client Group (PCG), Wealth Brokerage Services (WBS) – (Bank Brokerage), FiNet, RIA Custody. Website. www.wellsfargoadvisors.com. Wells Fargo Advisors is a subsidiary of Wells Fargo, located in St Louis, Missouri. It is the third largest brokerage firm in the United States as of June 30, 2021 with $1.9 trillion ...
chairman of Raymond James Financial for 30 years. Spouse. Mary James. Children. 2. Parent. Robert James. Thomas James (born 1942 – 1943) is an American billionaire businessman, the chairman of Raymond James Financial, founded by his father Robert James, for 40 years. As of March 2022, his net worth was estimated at US$2.3 billion.
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