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Merrill (officially Merrill Lynch, Pierce, Fenner & Smith Incorporated), previously branded Merrill Lynch, is an American investment management and wealth management division of Bank of America. Along with BofA Securities , the investment banking arm, both firms engage in prime brokerage and broker-dealer activities.
Ten firms paid fines to settle the case: Bear Stearns, Credit Suisse First Boston, Deutsche Bank, Goldman Sachs, J.P. Morgan Chase, Lehman Brothers, Merrill Lynch, Morgan Stanley, Salomon Smith Barney, UBS Warburg. Late Trading & Market Timing Investigations (2003): Investigations by the office of Eliot Spitzer beginning in 2003 uncovered ...
Merrill Lynch & Co., formally Merrill Lynch, Pierce, Fenner & Smith Incorporated, was a publicly-traded American investment bank that existed independently from 1914 until January 2009 before being acquired by Bank of America and rolled into BofA Securities . The firm engaged in prime brokerage and broker-dealer activities and was headquartered ...
New York City, New York, U.S. Died. January 31, 2024. (2024-01-31) (aged 94) Manhattan, New York, U.S. Occupation. Investment banker. John G. Heimann (April 1, 1929 – January 31, 2024) was an American government official who was Comptroller of the Currency from 1977 to 1981, having been appointed by President Jimmy Carter and confirmed by the ...
15 U.S.C. § 78bb (f) (1) (A) (section 101 (b) of the Securities Litigation Uniform Standards Act of 1998) Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Dabit, 547 U.S. 71 (2006), was a case decided by the Supreme Court of the United States involving the extent to which state law securities fraud class action claims were preempted by the ...
From an alternative name: This is a redirect from a title that is another name or identity such as an alter ego, a nickname, or a synonym of the target, or of a name associated with the target.
Nomenclature. In the Federal court system, and all other U.S. states, the court of last resort is known as the "Supreme Court". New York, however, calls its lower courts the "Supreme Court" – consisting of the trial court and the intermediate appellate court, known as the Appellate Division of the Supreme Court – and the court of last resort the Court of Appeals.
MICHAEL HILL. May 9, 2024 at 2:32 PM. ALBANY, N.Y. (AP) — A state commission that investigates ethical violations in New York was created unconstitutionally, an appeals court said Thursday in a ...
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