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  2. Martin Act - Wikipedia

    en.wikipedia.org/wiki/Martin_Act

    Martin Act. The Martin Act (New York General Business Law article 23-A, sections 352–353) [1] is a New York anti-fraud law, widely considered to be the most severe blue sky law in the country. [2] Passed in 1921, it grants the Attorney General of New York expansive law enforcement powers to conduct investigations of securities fraud and bring ...

  3. Merrill Lynch & Co. - Wikipedia

    en.wikipedia.org/wiki/Merrill_Lynch_&_Co.

    Merrill Lynch & Co., formally Merrill Lynch, Pierce, Fenner & Smith Incorporated, was a publicly-traded American investment bank that existed independently from 1914 until January 2009 before being acquired by Bank of America and rolled into BofA Securities . The firm engaged in prime brokerage and broker-dealer activities and was headquartered ...

  4. Legal Briefing: Bank of America Shareholder Lawsuit Moves Forward

    www.aol.com/2010/08/31/legal-briefing-bank-of...

    A daily look at legal news and the business of law: Claims That Lewis and Thain Hid Bonuses, Losses Can Proceed The Securities and Exchange Commission's original settlement with Bank of America ...

  5. Merrill (company) - Wikipedia

    en.wikipedia.org/wiki/Merrill_(company)

    Website. www .merrill .com. Merrill (officially Merrill Lynch, Pierce, Fenner & Smith Incorporated ), previously branded Merrill Lynch, is an American investment management and wealth management division of Bank of America. Along with BofA Securities, the investment banking arm, both firms engage in prime brokerage and broker-dealer activities.

  6. Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Dabit - Wikipedia

    en.wikipedia.org/wiki/Merrill_Lynch,_Pierce...

    15 U.S.C. § 78bb (f) (1) (A) (section 101 (b) of the Securities Litigation Uniform Standards Act of 1998) Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Dabit, 547 U.S. 71 (2006), was a case decided by the Supreme Court of the United States involving the extent to which state law securities fraud class action claims were preempted by the ...

  7. Merrill Lynch vs. Charles Schwab: Which Is Best for You? - AOL

    www.aol.com/merrill-lynch-vs-charles-schwab...

    Continue reading → The post Merrill Lynch vs. Charles Schwab appeared first on SmartAsset Blog. Researching fee structures, account types and product features take time and can be perplexing.

  8. Trial of Kenneth Lay and Jeffrey Skilling - Wikipedia

    en.wikipedia.org/wiki/Trial_of_Kenneth_Lay_and...

    Sixteen people pleaded guilty for crimes committed at the company, and five others, including four former Merrill Lynch employees, were found guilty at trial. In a separate bench trial, Judge Sim Lake ruled that Lay was guilty of four counts of fraud and false statements. These counts were also vacated because of Lay's death.

  9. Government intervention during the subprime mortgage crisis

    en.wikipedia.org/wiki/Government_intervention...

    On 15 September 2008, a day which has been dubbed Meltdown Monday by some News outlets, the 94-year-old Merrill Lynch agreed to be acquired by Bank of America for $50 billion (~$69.5 billion in 2023). Also on that day Lehman Brothers, facing a refusal by the federal government to bail it out, filed for Chapter 11 bankruptcy protection.

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