WOW.com Web Search

  1. Ads

    related to: putnam investments advisor site

Search results

  1. Results from the WOW.Com Content Network
  2. Broadridge Financial Solutions - Wikipedia

    en.wikipedia.org/wiki/Broadridge_Financial_Solutions

    Broadridge Financial Solutions, Inc. is a public corporate services and financial technology company founded in 2007 as a spin-off from management software company Automatic Data Processing. Broadridge supplies public companies with proxy statements, annual reports and other financial documents, and shareholder communications solutions, such as virtual annual meetings. [2] [3]

  3. Fiduciary Trust Company International - Wikipedia

    en.wikipedia.org/wiki/Fiduciary_Trust_Company...

    Fiduciary Trust Company International. Fiduciary Trust Company International is a United States-based wealth management firm that provides investment management and wealth management services. It has served high-net-worth families, foundations, and endowments since 1931. [1] As of 2019, the firm had $71 billion in assets under administration ...

  4. Registered investment adviser - Wikipedia

    en.wikipedia.org/wiki/Registered_investment_adviser

    A registered investment adviser ( RIA) is a firm that is an investment adviser in the United States, registered as such with the Securities and Exchange Commission (SEC) or a state's securities agency. The numerous references to RIAs within the Investment Advisers Act of 1940 popularized the term, which is closely associated with the term ...

  5. Investment Advisers Act of 1940 - Wikipedia

    en.wikipedia.org/wiki/Investment_Advisers_Act_of...

    The Investment Advisers Act of 1940, codified at 15 U.S.C. § 80b-1 through 15 U.S.C. § 80b-21, is a United States federal law that was created to monitor and regulate the activities of investment advisers (also spelled "advisors") as defined by the law. Passing unanimously in both the House and Senate, [1] it is the primary source of ...

  6. Matt Bevin - Wikipedia

    en.wikipedia.org/wiki/Matt_Bevin

    After leaving active duty in 1993, Bevin worked as a financial consultant for SEI Investments Company in Pennsylvania and Boston, then served as a vice president with Putnam Investments. In 1999, he was offered a stake in National Asset Management and moved to Kentucky to take the job.

  7. PGIM - Wikipedia

    en.wikipedia.org/wiki/PGIM

    PGIM, Inc. ( PGIM ), formerly known as Prudential Investment Management, functions as the asset management arm of Prudential Financial, an American life insurance company. Headquartered in Newark, New Jersey, United States, PGIM manages more than $1 trillion in assets across its fixed income, equity, real estate, alternatives, and multi-asset ...

  1. Ads

    related to: putnam investments advisor site