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  2. Registered investment adviser - Wikipedia

    en.wikipedia.org/wiki/Registered_investment_adviser

    Registered investment adviser. A registered investment adviser ( RIA) is a firm that is an investment adviser in the United States, registered as such with the Securities and Exchange Commission (SEC) or a state's securities agency. The numerous references to RIAs within the Investment Advisers Act of 1940 popularized the term, which is closely ...

  3. Cetera Financial Group - Wikipedia

    en.wikipedia.org/wiki/Cetera_Financial_Group

    Private. [1] Cetera Financial Group (commonly referred to as Cetera) is an independent wealth hub and financial services provider comprising, among other companies, one of the largest families of independent registered investment advisers and broker-dealers in the United States. As such, Cetera provides financial advisors, tax professionals ...

  4. Osaic - Wikipedia

    en.wikipedia.org/wiki/Osaic

    While Osaic was initially a network of eight independent broker-dealers, in 2023, the company began the process to integrate all the firms under the Osaic brand and service platform. The remaining broker-dealers that will be integrated in 2024 include American Portfolios, Lincoln Financial Advisors, Triad Advisors, and Securities America.

  5. How to Become an Independent Financial Advisor - AOL

    www.aol.com/finance/become-independent-financial...

    Here are four common models to consider: Start an RIA firm. The first and most obvious choice when going independent as an advisor is to start a firm of your own. Starting an RIA can give you ...

  6. What Do I Need to Start a Registered Investment Advisor (RIA ...

    www.aol.com/finance/start-registered-investment...

    The post How to Start a Registered Investment Advisor (RIA) Firm appeared first on SmartReads by SmartAsset. Starting a registered investment advisor (RIA) firm could be a logical next step in ...

  7. Vanguard vs. Fidelity: Here’s the Best Robo-Advisor - AOL

    www.aol.com/finance/vanguard-vs-fidelity-best...

    Vanguard and Fidelity have inexpensive, well-run robo-advisor platforms. Compare the platforms' key features to help you pick the right one for you.

  8. Ria Money Transfer - Wikipedia

    en.wikipedia.org/wiki/Ria_Money_Transfer

    Ria Money Transfer is a subsidiary of Euronet Worldwide, Inc., which specializes in money remittances. [2] [3] [4] Ria initiates transfers through a network of agents and company-owned stores located throughout North America, South America, Europe, Asia-Pacific, Africa, and online. Ria is one of the big four remittance companies.

  9. Financial adviser - Wikipedia

    en.wikipedia.org/wiki/Financial_adviser

    A financial adviser or financial advisor is a professional who provides financial services to clients based on their financial situation. In many countries, financial advisors must complete specific training and be registered with a regulatory body in order to provide advice. In the United States, a financial adviser carries a Series 7 and ...

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