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  2. Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Dabit - Wikipedia

    en.wikipedia.org/wiki/Merrill_Lynch,_Pierce...

    15 U.S.C. § 78bb (f) (1) (A) (section 101 (b) of the Securities Litigation Uniform Standards Act of 1998) Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Dabit, 547 U.S. 71 (2006), was a case decided by the Supreme Court of the United States involving the extent to which state law securities fraud class action claims were preempted by the ...

  3. Merrill Lynch & Co. - Wikipedia

    en.wikipedia.org/wiki/Merrill_Lynch_&_Co.

    Merrill Lynch & Co., formally Merrill Lynch, Pierce, Fenner & Smith Incorporated, was a publicly-traded American investment bank that existed independently from 1914 until January 2009 before being acquired by Bank of America and rolled into BofA Securities . The firm engaged in prime brokerage and broker-dealer activities and was headquartered ...

  4. Henry Blodget - Wikipedia

    en.wikipedia.org/wiki/Henry_Blodget

    Henry McKelvey Blodget (born 1966) is an American businessman, investor and journalist. He is notable for his former career as an equity research analyst who was senior Internet analyst for CIBC Oppenheimer and the head of the global Internet research team at Merrill Lynch during the dot-com era. [1] Blodget was charged with civil securities ...

  5. Trial of Kenneth Lay and Jeffrey Skilling - Wikipedia

    en.wikipedia.org/wiki/Trial_of_Kenneth_Lay_and...

    Sixteen people pleaded guilty for crimes committed at the company, and five others, including four former Merrill Lynch employees, were found guilty at trial. In a separate bench trial, Judge Sim Lake ruled that Lay was guilty of four counts of fraud and false statements. These counts were also vacated because of Lay's death.

  6. These Companies Paid Massive Sums to Settle Lawsuits - AOL

    www.aol.com/26-biggest-lawsuit-settlements...

    One settlement involving the company in 2012 stipulated it reimburse shareholders $2.43 billion for concealing crucial information during its purchase of Merrill Lynch & Co. at the height of the ...

  7. Merrill (company) - Wikipedia

    en.wikipedia.org/wiki/Merrill_(company)

    Merrill (officially Merrill Lynch, Pierce, Fenner & Smith Incorporated), previously branded Merrill Lynch, is an American investment management and wealth management division of Bank of America. Along with BofA Securities , the investment banking arm, both firms engage in prime brokerage and broker-dealer activities.

  8. Enron scandal - Wikipedia

    en.wikipedia.org/wiki/Enron_scandal

    Logo of Enron. The Enron scandal was an accounting scandal involving Enron Corporation, an American energy company based in Houston, Texas.When news of widespread fraud within the company became public in October 2001, the company declared bankruptcy and its accounting firm, Arthur Andersen – then one of the five largest audit and accountancy partnerships in the world – was effectively ...

  9. Government intervention during the subprime mortgage crisis

    en.wikipedia.org/wiki/Government_intervention...

    Merrill Lynch was acquired by Bank of America in September 2008 for $50 billion. [9] Scottish banking group HBOS agreed on 17 September 2008 to an emergency acquisition by its UK rival Lloyds TSB , after "HBOS voiced concerns that depositors and lenders had begun to withdraw their credit from the bank".

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