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In September 2011, the Financial Industry Regulatory Authority ordered Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. to pay restitution of $1.69 million to 15,500 of their clients for charging excessive commissions on more than 27,000 securities transactions. The trades were made in client accounts between 2006 and ...
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James founded Raymond James Financial in St. Petersburg, Florida in 1962, as Robert A. James Investments. [1][2][3] In 1964, Raymond and Associates merged into Robert A. James Investments to form Raymond James & Associates. [2] In 1970, he stepped down as CEO, and his son, Thomas James took over.
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Regions Financial Corporation is an American bank holding company headquartered in the Regions Center in Birmingham, Alabama. [3] The company provides retail and commercial banking, trust, stock brokerage, and mortgage services. Its banking subsidiary, Regions Bank, operates about 2,000 automated teller machines and 1,300 branches in 15 states ...
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