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  2. Charles E. Haldeman - Wikipedia

    en.wikipedia.org/wiki/Charles_E._Haldeman

    Haldeman was a managing partner and director at the investment firm Cooke and Bieler Inc. from 1974 to 1998, President and COO of United Asset Management Corporation from 1998 to 2000, and CEO of Delaware Investments from 2000 to 2002. He then joined Putnam Investments as co-lead of the investment division.

  3. Franklin Templeton Investments - Wikipedia

    en.wikipedia.org/wiki/Franklin_Templeton_Investments

    Franklin Resources, Inc. [1] Franklin Resources, Inc. is an American multinational holding company that, together with its subsidiaries, is referred to as Franklin Templeton; it is a global investment firm founded in New York City in 1947 as Franklin Distributors, Inc. It is listed on the New York Stock Exchange under the ticker symbol BEN, in ...

  4. 2003 mutual fund scandal - Wikipedia

    en.wikipedia.org/wiki/2003_mutual_fund_scandal

    On December 3, 2003, the SEC proposed new rules to stop after-hours trading in mutual funds. [9] [10] On December 18, 2003, the SEC “announced an enforcement action against Alliance Capital Management L.P. (Alliance Capital) for defrauding mutual fund investors. The SEC ordered Alliance Capital to pay $250 million.

  5. Prudent man rule - Wikipedia

    en.wikipedia.org/wiki/Prudent_man_rule

    The prudent man rule is based on common law stemming from the 1830 Massachusetts court formulation, Harvard College v. Amory The prudent man rule, written by Massachusetts Justice Samuel Putnam (1768-1853), directs trustees "to observe how men of prudence, discretion and intelligence manage their own affairs, not in regard to speculation, but in regard to the permanent disposition of their ...

  6. George Putnam III - Wikipedia

    en.wikipedia.org/wiki/George_Putnam_III

    George Putnam III is the editor and founder of The Turnaround Letter, a newsletter published by New Generation Research, Inc. which deals with investment opportunities related to distressed securities, bankruptcies and turnarounds. [1] He is also president of New Generation Advisers, Inc., which manages a hedge fund which invests in distressed ...

  7. Putnam family - Wikipedia

    en.wikipedia.org/wiki/Putnam_family

    Many notable individuals are descendants of this family, including those listed below. John Putnam was born about 1580 and came from Aston Abbotts, Buckinghamshire, England. He was married to Priscilla Gould and they settled in Salem. They were the parents of seven children: Elizabeth, Thomas, John, Nathaniel, Sara, Phoebe, and John.

  8. Nikesh Arora - Wikipedia

    en.wikipedia.org/wiki/Nikesh_Arora

    Ayesha Thapar. Family. Thapar family (through marriage) Nikesh Arora (born February 9, 1968) is an Indian-American business executive. [2] Arora was formerly a senior executive at Google. [3] He was the president of SoftBank Group from October 2014 to June 2016. On June 1, 2018, Arora took on the role of CEO and chairman at Palo Alto Networks. [2]

  9. PanAgora Asset Management - Wikipedia

    en.wikipedia.org/wiki/PanAgora_Asset_Management

    PanAgora Asset Management, Inc. PanAgora Asset Management (PanAgora) is an American investment management firm based in Boston. The firm is noted for its usage of quantitative analysis in its approach to investing. [2] [3] [4] It is a direct subsidiary of Great-West Lifeco and its ultimate parent is Power Financial. [5]